Investment & Compliance Analyst
Roy provides analytical support in the research & portfolio management here at Herrmann & Cooke. He also oversees our compliance program to ensure our company adheres to legal standards and in-house policies. Before his current position, Roy was a Trade Operation Associate here at Herrmann & Cooke, which he was responsible for various portfolio management activities and projects.
Roy has a bachelor's degree in Business Administration: Honors Financial Services and two minors in both Economics and Mathematics from St. Mary's College of California.
Outside of the office, Roy enjoys running, traveling, and eating good food.